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Lee, Baek, Kim, and Ku: Dual-plate fixation using a medial and lateral approach for transcondylar fractures of the distal humerus in older adults: an observational cohort study

Abstract

Purpose

Commonly used surgical approaches for internal plate fixation of transcondylar distal humeral fractures may require ulnar nerve release or anterior transposition, and extensive surgical dissection can cause triceps weakness. This study reports the surgical technique and clinical outcomes of a medial and lateral approach for dual-plate fixation of transcondylar distal humeral fractures without ulnar nerve release or extensive surgical dissection.

Methods

Sixteen patients (mean age, 81.25 years; range, 70–95 years) who underwent plate fixation using a medial and lateral approach for distal humeral transcondylar fractures were retrospectively reviewed. An anatomical distal humerus parallel or orthogonal locking plate was used for internal fixation. Ulnar nerve release was not performed in any patients. Surgical outcomes were evaluated 1 year postoperatively based on the level of pain, elbow range of motion, the Mayo elbow performance score, and postoperative complications.

Results

The mean visual analog scale score was 0.47. The mean range of motion of the elbow joint was 13.8° for extension and 131.8° for flexion. The Mayo Elbow Performance Score was excellent in nine patients and good in seven. Bone union was achieved in all patients. There were no complications such as ulnar neuropathy, heterotopic ossification, or infection.

Conclusion

In transcondylar distal humeral fracture in older adults, a medial and lateral approach with dual anatomical locking plate fixation is recommended as a surgical technique that has the advantage of enabling rigid fixation without necessitating ulnar nerve release and extensive surgical dissection. Nonetheless, further research should be conducted.

Introduction

Transcondylar distal humeral fracture is characterized by a transverse fracture line from the lateral epicondyle just proximal to the capitellum, extending to the medial epicondyle at the level of the olecranon and coronoid fossae [1]. It is a relatively rare type of fracture that accounts for less than 9% of all distal humeral fractures [2-4]. It mainly occurs in elderly patients with osteoporosis due to low-energy injuries [5]. As the fracture site is located inside the joint capsule, nonunion occurs frequently [6,7]. Therefore, displaced transcondylar fractures are absolute indications for surgical treatment. For non-displaced transcondylar fractures, surgical treatment is relatively indicated. Cast immobilization as a conservative treatment can be an option for non-displaced transcondylar distal humeral fractures, but elbow joint stiffness may occur owing to prolonged immobilization [8,9].
Because the distal fragment is small and surrounded by articular cartilage, the bone stock available for internal fixation is small [1,2,10-12]. Due to these anatomical characteristics, it is difficult to rigidly fix distal fragments by internal fixation. Some studies have reported that total elbow arthroplasty is a more useful procedure for articular comminuted distal humeral fractures [13,14]. In transcondylar fractures, however, an osteosynthesis method is a preferred treatment option [15].
With the recent advancement of the pre-contoured locking plate in distal humeral fractures, orthogonal or parallel pre-contoured anatomical locking plate has become the most commonly used implant for distal humeral fractures during the past decade [16]. For transcondylar fractures, open reduction and internal fixation with these plates have reported favorable outcomes [17]. Orthogonal locking plate showed 50% higher stiffness than conventional dorsal two plates and 26% higher stiffness than locking dorsal two plates [18]. Parallel locking plate systems showed greater or equal stiffness than orthogonal locking plates in many studies [19,20]. To fix this pre-contoured anatomical locking plate, the olecranon osteotomy approach and extensor-sparing paratricipital approach are commonly used approaches [3]. Triceps-reflecting anconeus pedicle and triceps-splitting approach are rarely used. However, these approaches require ulnar nerve release and violation of the triceps mechanism interfering with postoperative rehabilitation [3,21]. Additionally, these approaches also require extensive surgical exposure that compromises biological integrity, which may increase the risk of delayed union or nonunion [3,22].
To avoid extensive surgical dissection, two crisscross screw fixations using the medial and lateral incision in elderly patients have been tried and reported favorable outcomes [2]. As part of a minimally invasive surgical approach, tension band wiring (TBW) using a medial and lateral approach has also been attempted. However, it has been reported that this is a risk factor for nonunion compared to rigid fixation using a plate [7].
We performed bilaterally locking anatomical plate fixation using a medial and lateral approach for transcondylar distal humeral fractures without ulnar nerve release or extensive surgical dissection. This study aimed to describe our surgical technique and report the clinical outcomes achieved by using the technique.

Methods

Ethics statement: This study was approved by the Institutional Review Board of Kyung Hee Universtiy Hospital at Gangdong (No. KHNMC 2022-04-008). The study was performed in accordance with the Declaration of Helsinki, and written informed consent was waived due to its retrospective nature.

1. Study population

Between January 2016 and December 2020, the medical charts and radiographs of 18 patients who underwent plate fixation using a bilateral approach for a transcondylar distal humeral fracture were retrospectively reviewed. Based on the AO classification, all fractures were classified as type 13A2.3. The exclusion criteria were patients with (1) a history of elbow joint injury and (2) a simultaneous ipsilateral upper limb fracture. However, no patients met these criteria and were excluded. Patients with rheumatoid arthritis and patients with degenerative arthritis Kellgren-Lawrence grade 3 or higher of fractured elbow joint were analyzed separately.
Finally, data from 16 patients without arthritis (16 elbows) and two patients (two elbows) with arthritis were included. All 18 patients underwent follow-ups for ≥12 months. The mean age of the patients was 80 years (range, 70–95 years), The mechanism of injury was ground-level falls in 15 patients and falling down the stairs in three patients. Closed fractures occurred in all patients. The mean time between injury and surgery was 6.7 days (range, 2–12 days). There were two males and 14 females in the without-arthritis group and one male and one female in the arthritis group.

2. Surgical technique

The surgery was performed under general anesthesia or a brachial plexus block. The patient was placed in a supine position for surgery under pneumatic tourniquet control. The use of a sterile tourniquet provides more proximal exposure of the surgical site and makes the operation easier by position adjustment with little force. The arm was placed on a radiolucent arm board at shoulder 90º abduction. First, in the medial approach, a 6–8 cm skin incision was made, and the medial antebrachial cutaneous nerve was identified and preserved. The medial intermuscular septum was dissected, and the fracture site was exposed. The ulnar nerve behind the intermuscular septum was palpable. The exposure or release of the ulnar nerve was not essential. The ulnar nerve release was not performed in any patient in the cohort. The anteromedial surface of the distal humerus was exposed for an anatomical reduction in the sagittal plane.
After fracture reduction, one or two temporary 1.6-mm Kirschner wires (K-wires) were inserted to fix the medial column, carefully avoiding the ulnar nerve (Figs. 1A, 1B). Fracture reduction was confirmed using anteroposterior fluoroscopic images. Next, on the lateral side, a 6–8 cm skin incision was made through the intermuscular septum between the triceps and brachialis muscles. After the fracture site was exposed, fracture reduction was performed while minimizing soft-tissue detachment. Lateral fixation was performed using one or two temporary 1.6-mm K-wires (Fig. 1C). Fracture reduction was confirmed on anteroposterior and lateral fluoroscopic images (Fig. 1D).
Following a successful fracture reduction, lateral plate fixation was performed (Figs. 1E, 1F). The medial plate fixation was performed at the end of the lateral plate fixation, carefully avoiding the ulnar nerve (Fig. 1G). The origin of the pronator teres was detached to create a space for the medial plate. If parallel plates are selected between parallel and orthogonal plates, different lengths of lateral and medial plates can be used to reduce screw interference and stress concentration. Fracture reduction was confirmed using C-arm fluoroscopy, and the joint was examined for screw penetration (Fig. 1H). The limitation of joint motion was assessed by the flexion and extension of the elbow joint. Medial- and lateral-side drains were inserted and sutured.
Pre-contoured anatomic distal humerus plate (2.7- and 3.5-mm variable angle low compression plate [LCP] Elbow System; Synthes, West Chester, PA, USA/Elbow Plating System, Acumed, Hillsboro, OR, USA) was used. Parallel plating was used in 12 patients and orthogonal plating in four patients (Figs. 2). Ulnar nerve release was not necessary in none of the patients.

3. Postoperative protocol and rehabilitation

After the surgery, a long-arm splint was placed in the operating room. After the stitches were removed 2 weeks postoperatively, the splint was replaced with a removable long-arm splint. Then the patient was educated to start passive joint exercises three to four times a day on their own at home. Six weeks postoperatively, bone union at the fracture site was evaluated using posteroanterior, lateral, and oblique radiography. Bone union was confirmed when no distinct fracture gap was observed on any of the four radiographs. Having confirmed bone union, the removable long-arm splints were removed, and the patient was instructed to gradually return to daily life. However, if delayed union with tenderness at the surgical site is observed in the 6th week postoperatively, the removable long-arm splints are left in place for 2 more weeks. In the follow-up at 8 weeks postoperatively, the bone union is evaluated by radiography.

4. Evaluation of clinical outcomes

Radiographs (posteroanterior, lateral, internal oblique, and external oblique views) were taken every 2 weeks visit after surgery. Fracture union was determined when no distinct fracture gap was seen in any four views of the radiographs during follow-up. Clinical outcomes were evaluated based on the level of pain, elbow range of motion (ROM), the Mayo Elbow Performance Score (MEPS), and postoperative complications. The level of pain was measured using a visual analog scale (VAS). Elbow extension and flexion were measured using a long hand-held goniometer. Clinical outcomes were routinely checked at every visit.
Complications such as tingling sensation of the ulnar nerve, postoperative infection, and reduction loss were checked at every follow-up visit.

Results

The mean operative time was 112±13.5 minutes (range, 80–130 minutes). The mean follow-up duration was 18±7.6 months (range, 12–36 months). Rigid fixation was achieved immediately after internal fixation and was confirmed intraoperatively in all patients. On postoperative radiography, the anatomical reduction was achieved, and there was no step-off of >2 mm in any patient. Bone union was achieved in all patients. There were no remarkable postoperative ulnar nerve symptoms in any of the 18 patients.
In 16 patients without arthritis, at follow-up of 1 year after surgery, the mean VAS score was 0.44±0.7 (range, 0–2). The mean ROM of the elbow joint showed an extension of 13.5°±4.5° (range, 5°–20°) and flexion of 132.0°±7.1° (range, 120°–140°) (Figs. 3). Supination and pronation of the elbow joint were normal in all the patients. The MEPS was excellent for nine patients and good for seven. The mean period of bone union confirmation on the follow-up X-ray was 6.8±0.98 weeks postoperatively. There were no complications such as heterotopic ossification, infection, re-displacement, or hardware failure. In one case, hardware irritation occurred, and the plate was surgically removed 1 year postoperatively.
In one patient with osteoarthritis of Kellgren-Lawrence grade 3, at follow-up of 1 year after surgery, the VAS score was 0, and the ROM of the elbow joint was an extension of 30° and flexion of 125°. Bone union was achieved at 9 weeks, and no complications as mentioned above were observed.
In another patient with rheumatoid arthritis and liver cirrhosis, at follow-up 1 year after surgery, the VAS score was 4, and the ROM of the elbow joint was an extension of 30° and flexion of 150°. Bone union was achieved at 7 weeks, and no complications as mentioned above were observed until 3 years after surgery.

Discussion

For the treatment of transcondylar fractures in the elderly population, dual-plate fixation using the medial and lateral approach showed excellent clinical outcomes, with all cases achieving an MEPS grade of good or higher. Bone union was achieved in all cases without severe complications. The brief comparison of clinical results and complication rates of transcondylar fractures with literature is shown in Table 1.
Several efforts to obtain rigid fixation via plating and achieve bone union in patients with transcondylar humeral fractures have been made. In 2005, Imatani et al. [10] applied a custom AO small T plate to 17 patients aged ≥70 years and reported bone union in all patients. Then, several studies have reported a high union rate with plate fixation. In 2014, Simone et al. [17] performed plate fixation in 14 patients with transcondylar humeral fractures and achieved bone union in 12 cases. But reported complications in 50% of all patients including two cases of delayed union, heterotrophic ossification, and skin defect. The team applied triceps-sparing, triceps tongue, or olecranon osteotomy approaches. In 2014, Leigey et al. [23] performed bicolumnar 90–90 plating and additional mini-plating on 15 elderly patients with low-energy transcondylar humeral fractures, and bone union was achieved in 14 patients with a joint ROM of 105° (range, 70°–140°). They applied the triceps-reflecting approach in 10 patients and olecranon osteotomy in five patients and reported a single case of ulnar neuropathy. Since the introduction of the anatomical pre-contoured locking LCP in the middle of the 2000s, orthogonal or parallel dual anatomical locking LCP fixation has been adopted as the standard method in the treatment of distal humeral fractures [16,24,25]. In 2020, Sur et al. [15] performed 11 orthogonal and six parallel anatomical LCP dual plating in patients with transcondylar fractures, and bone union was achieved in 16 of the 17 patients, with a single case of nonunion. Therefore, they suggested that open reduction and internal fixation with anatomical LCP could be useful surgical methods to treat transcondylar humeral fractures. They used the triceps-sparing, modified triceps tongue, or olecranon osteotomy approach, with ulnar nerve transfer surgery performed in nine patients but not in eight; they encountered a single case of ulnar neuropathy. For plate fixation for transcondylar humeral fractures, a posterior approach, such as paratricipital, triceps-sparing, or olecranon osteotomy, may be used during surgery. This entails the possibility of ulnar nerve release, which can lead to ulnar neuropathy. Furthermore, triceps weakness may result from a triceps muscle injury or olecranon osteotomy, necessitating a delay in rehabilitation. Moreover, extensive dissection around the elbow joint during plate fixation can cause heterotrophic ossification and prevent biological fracture healing [17].
Efforts have been made to achieve bone union in elderly patients with transcondylar humeral fractures with minimally invasive fixation. Simple percutaneous K-wire pinning, commonly used for pediatric supracondylar fractures, is minimally invasive but not suitable for adult transcondylar fractures because it cannot provide rigid internal fixation for a sufficient period of time. Park et al. [2] applied less invasive cross-type cannulated screw fixation after fracture reduction in 10 patients with transcondylar humeral fractures and achieved bone union in all 10 patients with an outstanding result of 12°–125° mean ROM. Paryavi et al. [8] treated four geriatric transcondylar patients with two-column screws and reported 92° of the arc of motion and achieved bone union in all patients. In both studies, no complications related to surgical approaches were reported. Previous biomechanical studies have shown that plate fixation is significantly more rigid than crisscross screw fixation for transcondylar fractures. Shimamura et al. [26] compared various fixation techniques, including orthogonal dual plating and crisscross screw fixation. The authors reported that crisscross screw fixation has a significantly lower failure load than plate fixation. Ku et al. [7] analyzed nonunion rates of dual plate, single plate, and bilateral TBW in transcondylar humeral fractures. Bilateral TBW was a risk factor for nonunion and dual plate shows the highest nonunion rate. Until now, parallel or orthogonal dual anatomical locking LCP fixation has been the most reliable way to achieve bone union despite several complications resulting from the extensive surgical approach.
We considered a rigid fixation and minimally invasive technique that could help rehabilitation and promote biological fracture healing without necessitating ulnar nerve release or transposition and attempted dual plating using medial and lateral approaches. This technique did not cause any splitting or damage to the triceps muscle, and the medial approach did not require ulnar nerve release or transposition. All 16 patients were older adults with osteoporosis, and dual-plate fixation led to reliable fixation. Illical et al. [27] reported that 89% of triceps strength is preserved after the triceps-sparing approach. In this study, triceps strength was not measured, suggesting the necessity for further studies for comparison. All patients had a complete bone union, with no nonunion or delayed union. Ulnar neuropathy did not occur postoperatively. In this study, fracture reduction and fixation were performed without exposing the anterior and posterior articular surfaces of the elbow joint. This allowed maximum blood flow through the fracture fragment to be maintained, which may have contributed to the prevention of complications such as heterotopic ossification, nonunion, and delayed union. Xie et al. [28] reported a combined medial and lateral approach and bicolumnar plate fixation in 19 patients with AO/OTA type C distal humeral fractures and achieved fracture union in all 16 patients with a mean arc of motion of 113.4°. They used a bendable locking plate, which was different from the pre-contoured anatomical locking plate used in our study.
Since the prevalence of Kellgren-Lawrence grade 3 or 4 elbow osteoarthritis exceeds 10% in the population aged 50 years and older, transcondylar fractures accompanied by osteoarthritis may not be uncommon. For transcondylar distal humeral fracture in patients with rheumatoid arthritis and osteoarthritis, this dual-plate fixation using a medial and lateral approach appears to be an effective treatment option, although total elbow arthroplasty is another treatment option for patients with arthritis and transcondylar fracture. Two patients with arthritis had extension limitations at postoperative 1-year follow-up, but flexion limitations were not remarkable. According to the patients’ memory, a similar degree of extension limitation was present even before the fracture.
One concern with this procedure is that, if nonunion or other complications occur and total elbow arthroplasty is required, total elbow arthroplasty cannot be performed through medial and lateral incision. A posterior approach or other new incisions may be required, but the distance from the existing incision might be too close. To address this concern, further case reports are required.
This study has several limitations. First, the sample size was small and the study was designed as a retrospective study. This limitation implicates a lack of randomization. Second, the selection bias can occur due to exclusion criteria. This limitation narrows the indications and makes it difficult to apply this technique to more complicated cases. Third, a control group was not established. A comparison with the literature is described in Table 1. However, it is not a direct comparison within a single study. Fourth, as parallel plating and orthogonal plating were not analyzed separately, which plating method is better has not been determined between parallel and orthogonal, although the authors prefer parallel. In order to overcome the limitations, further studies with larger sample sizes and comparisons should be conducted.

Conclusion

In transcondylar distal humeral fractures, a medial and lateral approach and bicolumnar dual pre-contoured locking LCP fixation were determined to be a treatment option with favorable clinical outcomes in this small retrospective case series. This method has the advantage of reliable rigid fixation and early ROM without necessitating ulnar nerve release and extensive dissection. Further research with a larger sample size and comparison between treatment options should be conducted to find optimal treatment.

Conflicts of interest

The authors have nothing to disclose.

Funding

None.

Fig. 1.
Surgical technique: parallel plate fixation. (A) X-ray shows a transcondylar distal humeral fracture. (B) After reducing the fracture with a medial approach, temporary fixation is performed using one or two thick Kirschner-wires (K-wire). The ulnar nerve should be handled with care, but there is no need to release it. (C) After reducing the fracture with a lateral approach, temporary fixation is performed using one or two K-wires. (D) Fluoroscopy confirms the fracture reduction. (E, F) The lateral plate is located over the ridge of the humerus, and fixation is performed. (G) Medial plate fixation is performed. The ulnar nerve posterior to the intermuscular septum was palpable. (H) After plate fixation, fracture reduction is confirmed by fluoroscopy.
ahm-24-0056f1.jpg
Fig. 2.
Surgical technique: orthogonal plate fixation. (A) Preoperative transcondylar distal humeral fracture. (B) Medial column plate located in the medial ridge. (C) Dorsolateral plate fixed in the lateral ridge; distal support fixation adds stability. More dorsolateral dissection is required for orthogonal plating than for parallel plating. (D) Postoperative X-rays.
ahm-24-0056f2.jpg
Fig. 3.
Radiographic images and clinical outcomes of a 91-year-old female patient. (A) X-rays show a transcondylar distal humeral fracture. (B) Computed tomography scans. (C) Postoperative X-rays. (D) X-rays of the last follow-up. (E) Clinical photos from the last follow-up show a range of motion of 10°–135° at the elbow joint.
ahm-24-0056f3.jpg
Table 1.
Brief comparison of clinical results and complications with previous reports
Variable Imatani et al. [10] (2005) Simone et al. [17] (2014) Leigey et al. [23] (2014) Sur et al. [15] (2020) Current study
Sample size (no. of elbows) 17 14 15 17 16
Sex, male:female 2:15 5:9 7:8 6:11 2:14
Age (yr) 77 (70–88) 71 (40–97) 71 (59–95) 73.1 (41–89) 80 (70–95)
Fixation method Customized T plate+transcondylar screw Anatomical LCP Bicolumnar Anatomical LCP Anatomical LCP
Orthogonal (1) 90°-90° plate Orthogonal (11) Orthogonal (4)
Parallel (11) (4 plating) Parallel (6) Parallel (12)
Single plate (2)
Surgical approach Paratricipital (unspecified) Paratricipital (8) Paratricipital (10) Paratricipital (12) Medial and Lateral (16)
Olecranon osteotomy (unspecified) Triceps tongue (4) Olecranon osteotomy (5) Triceps tongue (4)
Olecranon osteotomy (2) Olecranon osteotomy (1)
Complication Malunion (1) Nonunion (2) Ulnar neuropathy (1) Nonunion (1) Hardware irritation (1)
Delayed union (2) Chronic pain (1) Ulnar neuropathy (1)
Wound complications (1) Hardware irritation (1) Delayed union (2)
Deep infection (1) Heterotopic ossification (1)
Heterotopic ossification (1)
Final ROM (°)
 Extension –20 (–25 to 10) 22 (0–50) 14 (0–30) 17.1 (0–40) 13.5 (5–20)
 Flexion 126.2 (110–145) 117 (85–140) 120 (100–140) 118.8 (90–130) 132 (120–140)
MEPS - Excellent (9) - Excellent (12) Excellent (9)
Good (3) Good (3) Good (7)
Fair (1) Fair (1)
Poor (1) Poor (1)

Values are presented as number only or mean (range).

LCP, low compression plate; ROM, range of motion; MEPS, Mayo Elbow Performance Score.

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